|
Date |
Docket No. |
Document |
|
07/25/08 |
14 |
NOTICE OF APPEARANCE by Paul C. Curnin on behalf of Lehman Brothers |
|
07/25/08 |
15 |
NOTICE OF APPEARANCE by Eric Milo Albert on behalf of Lehman Brothers |
|
07/25/08 |
16 |
NOTICE OF APPEARANCE by Michael Joseph Chepiga on behalf of Lehman Brothers |
|
07/25/08 |
17 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Lehman Brothers |
|
09/11/08 |
36 |
NOTICE OF APPEARANCE by Meryl E. Wiener on behalf of Erin Callan |
|
09/12/08 |
39 |
NOTICE OF CHANGE OF ADDRESS by Meryl E. Wiener on behalf of Erin Callan. |
|
09/16/08 |
42 |
NOTICE OF BANKRUPTCY |
|
10/17/08 |
43 |
NOTICE OF APPEARANCE by Robert J. Cleary on behalf of Erin Callan |
|
10/17/08 |
44 |
NOTICE OF APPEARANCE by Mark Edward Davidson on behalf of Erin Callan |
|
10/17/08 |
45 |
NOTICE OF APPEARANCE by Seth David Fier on behalf of Erin Callan |
|
10/17/08 |
47 |
NOTICE OF APPEARANCE by Dietrich L. Snell on behalf of Erin Callan |
|
10/24/08 |
48 |
NOTICE OF APPEARANCE by Patricia M. Hynes on behalf of Richard S. Fuld, Jr |
|
10/24/08 |
49 |
NOTICE OF APPEARANCE by Todd Steven Fishman on behalf of Richard S. Fuld, Jr |
|
10/24/08 |
50 |
NOTICE OF MOTION FOR LEAVE TO SUBSTITUTE COUNSEL |
|
10/24/08 |
60 |
DECLARATION OF PATRICIA M. HYNES PURSUANT TO LOCAL CIVIL RULE 1.4 |
|
11/13/08 |
61 |
NOTICE OF APPEARANCE by Audrey Strauss on behalf of Joseph M. Gregory |
|
11/13/08 |
62 |
NOTICE OF APPEARANCE by Israel David on behalf of Joseph M. Gregory |
|
03/16/09 |
93 |
NOTICE OF APPEARANCE by Mark Paul Ressler on behalf of HVB Capital Markets, Inc. |
|
03/16/09 |
94 |
NOTICE OF APPEARANCE by Michael Andrew Hanin on behalf of HVB Capital Markets, Inc. |
|
02/27/09 |
95 |
NOTICE OF APPEARANCE by Mitchell A. Lowenthal on behalf of underwriter defendants |
|
03/04/09 |
19 |
NOTICE OF APPEARANCE by Marshall Ross King on behalf of UBS Financial Services Inc. |
|
03/12/09 |
32 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. |
|
03/30/09 |
57 |
NOTICE OF APPEARANCE by Mitchell A. Lowenthal on behalf of underwriter defendants |
|
03/30/09 |
58 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. |
|
04/10/09 |
68 |
NOTICE OF APPEARANCE by Erika Hannelore Burk on behalf of underwriter defendants |
|
04/10/09 |
69 |
NOTICE OF WITHDRAWAL OF COUNSEL of Eric M. Albert of Simpson Thatcher & Bartlett LLP |
|
04/13/09 |
73 |
DECLARATION OF ROGER A. COOPER IN SUPPORT OF DEFENDANTS' OPPOSITION TO THE MOTION BY ARKANSAS PLAINTIFFS TO MODIFY PRETRIAL ORDER NO. 1 TO PERMIT PROSECUTION OF CLAIMS ON LEHMAN BONDS ISSUED PRIOR TO FEBRUARY 13. 2007 |
|
04/13/09 |
74 |
DEFENDANTS' MEMORANDUM OF LAW IN OPPOSITION TO THE MOTION BY ARKANSAS PLAINTIFFS TO MODIFY PRETRIAL ORDER NO. 1 TO PERMIT PROSECUTION OF CLAIMS ON LEHMAN BONDS ISSUED PRIOR TO FEBRUARY 13, 2007 |
|
04/13/09 |
78 |
NOTICE OF APPEARANCE of Andrew J. Mytelka, Janet L. Rushing, Roni S. Mihaly, and Eric J. Kirkpatrick on behalf of the American National Insurance Company, American National Life Insurance Company of Texas, Comprehensive Investment Services, Inc., and The Moody Foundation |
|
04/17/09 |
80 |
NOTICE OF APPEARANCE by Jonathan Philip Krisbergh on behalf of Incapital LLC |
|
04/27/09 |
87 |
NOTICE OF APPEARANCE by Mitchell A. Lowenthal on behalf of underwriter defendants |
|
04/27/09 |
88 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT |
|
04/27/09 |
89 |
AMENDED RULE 7.1 STATEMENT |
|
04/27/09 |
91 |
NOTICE OF MOTION BY DEFENDANTS TO DISMISS PLAINTIFFS' SECURITIES ACT CLAIMS. |
|
04/27/09 |
92 |
DECLARATION OF VICTOR L. HOU in support of the Defendants' Joint Memorandum of Law in Support of Their Motion to Dismiss Plaintiffs' Securities Act Claims |
|
04/27/09 |
93 |
DEFENDANTS' JOINT MEMORANDUM OF LAW IN SUPPORT OF THEIR MOTION TO DISMISS PLAINTIFFS' SECURITIES ACT CLAIMS |
|
04/27/09 |
94 |
NOTICE OF MOTION to Dismiss the Exchange Act Claims of the Second Amended Consolidated Class Action Complaint and the annexed declaration of Michael J. Chepiga, Esq. |
|
04/27/09 |
95 |
MEMORANDUM OF LAW IN SUPPORT OF THE EXECUTIVE DEFENDANTS' MOTION TO DISMISS THE EXCHANGE ACT CLAIMS OF THE SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT |
|
04/27/09 |
96 |
NOTICE OF MOTION BY DEFENDANT DAIWA SECURITIES SMBC EUROPE LIMITED TO DISMISS THE SECOND CONSOLIDATED AMENDED COMPLAINT |
|
04/27/09 |
97 |
DECLARATION OF ROGER MASSEY in Support of Its Motion to Dismiss Plaintiffs' Securities Act Claims |
|
04/27/09 |
98 |
DECLARATION of Joshua Goodman in Support of Its Motion to Dismiss Plaintiffs' Securities Act Claims |
|
04/27/09 |
99 |
DECLARATION OF BREON S. PEACE in Support of Its Motion to Dismiss |
|
04/27/09 |
100 |
DEFENDANT DAIWA SECURITIES SMBC EUROPE LIMITED'S MEMORANDUM OF LAW IN SUPPORT OF ITS MOTION TO DISMISS |
|
04/27/09 |
101 |
DECLARATION OF MICHAEL J. CHEPIGA IN SUPPORT OF THE EXECUTIVE DEFENDANTS' MOTION TO DISMISS THE EXCHANGE ACT CLAIMS OF THE SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT |
|
04/28/09 |
117 |
MOTION TO ADMIT COUNSEL PRO HAC VICE |
|
04/29/09 |
118 |
NOTICE OF CHANGE OF ADDRESS of Jonathan P. Krisbergh, counsel of record for Defendant Incapital, LLC. |
|
05/05/09 |
121 |
NOTICE OF APPEARANCE by David R. Boyd on behalf of Incapital LLC |
|
05/21/09 |
130 |
NOTICE OF CHANGE OF ADDRESS for Daniel B. Rehns |
|
05/21/09 |
132 |
RULE 7.1 STATEMENT OF ERNST & YOUNG LLP |
|
06/05/09 |
140 |
DEFENDANT DAIWA SECURITIES SMBC EUROPE LIMITED'S JOINDER IN THE MOTION TO DISMISS PLAINTIFFS' SECURITIES ACT CLAIMS |
|
06/24/09 |
152 |
RULE 7.1 STATEMENT OF DEFENDANT INCAPITAL LLC |
|
07/31/09 |
167 |
DEFENDANTS' JOINT REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OF THEIR MOTION TO DISMISS PLAINTIFFS' SECURITIES ACT CLAIMS |
|
07/31/09 |
169 |
SUPPLEMENTAL DECLARATION OF VICTOR L. HOU in support of defendants' motion to dismiss the Securities Act Claims |
|
07/31/09 |
171 |
MEMORANDUM OF LAW IN FURTHER SUPPORT OF THE EXECUTIVE DEFENDANTS’ MOTION TO DISMISS THE EXCHANGE ACT CLAIMS OF THE SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT |
|
07/31/09 |
172 |
DEFENDANT THE MCGRAW-HILL COMPANIES, INC.’S REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OF ITS MOTION TO DISMISS THE CONSOLIDATED AMENDED COMPLAINT |
|
07/31/09 |
173 |
NOTICE OF APPEARANCE of Michael Lowenthal for Daiwa Securities SMBC Europe |
|
07/31/09 |
174 |
RULE 7.1 Corporate Disclosure STATEMENT |
|
07/31/09 |
175 |
REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OF MOODY’S INVESTORS SERVICE, INC.’S MOTION TO DISMISS |
|
09/24/09 |
183 |
NOTICE OF MOTION OF ATTORNEY TO APPEAR AND PARTICIPATE PRO HAC VICE for M. David LeBlanc on behalf of Defendants American National lnsurance Company, American National Life Insurance Company of Texas, Comprehensive Investment Services, Inc. and the Moody Foundation |
|
10/09/09 |
187 |
NOTICE OF MOTION OF ATTORNEY TO APPEAR AND PARTICIPATE PRO HAC VICE for Steven Windsor on behalf of Defendants American National lnsurance Company, American National Life Insurance Company of Texas, Comprehensive Investment Services, Inc. and the Moody Foundation |
|
10/27/09 |
196 |
DEFENDANTS’ MEMORANDUM OF LAW IN OPPOSITION TO PLAINTIFFS’ MOTION TO MODIFY THE PSLRA DISCOVERY STAY |
|
10/27/09 |
197 |
SASCO INDIVIDUAL DEFENDANTS’ AND CALIFORNIA ACTION DEFENDANTS’ MEMORANDUM OF LAW IN OPPOSITION TO SASCO PLAINTIFFS’ AND CALIFORNIA ACTIONS PLAINTIFFS’ JOINDER MOTIONS TO MODIFY THE DISCOVERY STAY |
|
11/09/09 |
200 |
THE RATING AGENY DEFENDANTS’ MEMORANDUM OF LAW IN OPPOSITION TO THE MBS PLAINTIFFS’ MOTION TO LIFT THE PSLRA DISCOVERY STAY |
|
11/19/09 |
202 |
DEFENDANTS’ MEMORANDUM OF LAW IN OPPOSITION TO PLAINTIFFS’ MOTION FOR LIMITED RELIEF FROM THE PSLRA DISCOVERY STAY filed in opposition to the joinder filed City of South San Francisco, City of Long Beach, County of Tuolumne, City of Fremont in support of Lead Plaintiffs' Motion for Limited Relief From the PSLRA Discovery Stay |
|
01/22/10 |
217 |
NOTICE OF FILING of Response to Notice of Supplemental Authorities |
|
01/22/10 |
219 |
MOTION FOR ADMISSION PRO HAC VICE OF RICHARD D. BERNSTEIN |
|
03/19/10 |
244 |
INDIVIDUAL DEFENDANTS’ ANSWER, DEFENSES AND AFFIRMATIVE DEFENSES TO THE CONSOLIDATED SECURITIES CLASS ACTION COMPLAINT in the Mortgage-Backed Securities cases |
|
03/26/10 |
251 |
LETTER addressed to Judge Lewis A. Kaplan from Jonathan K. Youngwood dated 3/19/10 re: On behalf of Defendants we write briefly to respond to Plaintiffs' 3/19/10 letter requesting leave to amend in light of the Examiner's Report released in In re Lehman Brothers Holdings, Inc., No. 08 Civ. 13555 (Bankr. S.D.N.Y.). [No document attached] |
|
03/31/10 |
255 |
LETTER from Elizabeth McGarry on behalf of the Individual Defendants requesting the Court deny Plaintiffs' request to lift the discovery stay |
|
04/01/10 |
258 |
NOTICE OF APPEARANCE by Adam Jay Wasserman on behalf of Marsha Johnson Evans |
|
04/05/10 |
259 |
THE INDIVIDUAL DEFENDANTS’ MEMORANDUM OF LAW IN OPPOSITION TO THE PUBLIC EMPLOYEES’ RETIREMENT SYSTEM OF MISSISSIPPI’S MOTION TO INTERVENE |
|
03/30/10 |
261 |
LETTER addressed to Judge Lewis A. Kaplan from Mary Elizabeth McGarry re: Individual Defendants response to the letter dated 3/26/10 from counsel for plaintiffs in the MBS Action, which asks the Court to lift, for the MBS Action only, the stay of discovery imposed in the consolidated and coordinated actions under Pre-Trial Order 1
[No document attached] |
|
04/08/10 |
262 |
NOTICE OF APPEARANCE by Andrew J. Levander on behalf of Marsha Johnson Evans |
|
04/08/10 |
263 |
NOTICE OF APPEARANCE by Kathleen N. Massey on behalf of Marsha Johnson Evans |
|
03/26/10 |
269 |
PETITION to enjoin the arbitration initiated by Booth Foundation, Inc. against Mr. Fuld. |
|
04/28/10 |
276 |
NOTICE OF APPEARANCE by Miles Norman Ruthberg on behalf of Ernst & Young LLP |
|
04/28/10 |
277 |
NOTICE OF APPEARANCE by Jamie Lynne Wine on behalf of Ernst & Young LLP |
|
05/06/10 |
279 |
NOTICE OF APPEARANCE by Andrew Rhys Davies on behalf of Richard S. Fuld, Jr |
|
05/17/10 |
283 |
MOTION for Peter A. Wald to appear pro hac vice on behalf of Ernst & Young LLP |
|
05/17/10 |
284 |
MOTION for Kevin H. Hetz to appear pro hac vice on behalf of Ernst & Young LLP |
|
06/04/10 |
293 |
JOINT MOTION to Dismiss the Third Amended Class Action Complaint |
|
06/04/10 |
294 |
JOINT MEMORANDUM OF LAW in Support of JOINT MOTION to Dismiss the Third Amended Class Action Complaint |
|
06/04/10 |
295 |
DECLARATION OF MICHAEL J. CHEPIGA IN SUPPORT OF THE DEFENDANTS’ JOINT MOTION TO DISMISS THE THIRD AMENDED CLASS ACTION COMPLAINT |
|
06/04/10 |
296 |
NOTICE OF MOTION to dismiss the Third Amended Complaint filed by defendants Ernst & Young LLP |
|
06/04/10 |
297 |
MEMORANDUM OF LAW IN SUPPORT OF DEFENDANT ERNST & YOUNG LLP’S MOTION TO DISMISS |
|
06/04/10 |
298 |
DECLARATION OF CHRISTOPHER S. TURNER IN SUPPORT OF DEFENDANT ERNST & YOUNG LLP'S MOTION TO DISMISS |
|
06/04/10 |
299 |
NOTICE OF MOTION to dismiss the Third Amended Complaint filed by Director Defendants |
|
06/04/10 |
300 |
MEMORANDUM OF LAW IN SUPPORT OF THE DIRECTOR DEFENDANTS' MOTION TO DISMISS THE THIRD AMENDED COMPLAINT |
|
06/04/10 |
301 |
DECLARATION OF KATHLEEN N. MASSEY in support of Director Defendants' motion to dismiss the Third Amended Complaint |
|
06/01/10 |
|
MEMORANDUM OF LAW of Richard S. Fuld, Jr. in Opposition to Booth Foundation, Inc.'s Motion to Unseal the Record.
[Filed under seal - no document attached] |
|
07/13/10 |
308 |
REPLY
MEMORANDUM OF LAW IN SUPPORT OF DEFENDANT ERNST & YOUNG LLP’S MOTION TO DISMISS
the Third Amended Consolidated Class Action Complaint for Violations of the
Federal Securities Law. |
|
07/13/10 |
309 |
DEFENDANTS’ JOINT REPLY MEMORANDUM OF LAW IN SUPPORT OF THEIR MOTION TO DISMISS
THE THIRD AMENDED CLASS ACTION COMPLAINT filed by Underwriter Defendants |
|
07/13/10 |
310 |
NOTICE OF MOTION TO PERMIT CLEARY GOTTLIEB STEEN & HAMILTON LLP TO WITHDRAW AS
COUNSEL OF RECORD FOR DEFENDANT UTENDAHL CAPITAL PARTNERS, L.P. |
|
07/13/10 |
311 |
DECLARATION OF VICTOR L. HOU IN SUPPORT OF THE MOTION TO PERMIT CLEARY GOTTLIEB
STEEN & HAMILTON LLP TO WITHDRAW AS COUNSEL OF RECORD FOR DEFENDANT UTENDAHL
CAPITAL PARTNERS, L.P. |
|
07/13/10 |
312 |
MEMORANDUM OF LAW IN SUPPORT OF THE MOTION TO PERMIT CLEARY GOTTLIEB STEEN &
HAMILTON LLP TO WITHDRAW AS COUNSEL OF RECORD FOR DEFENDANT UTENDAHL CAPITAL
PARTNERS, L.P. |
|
07/14/10 |
313 |
CERTIFICATE OF SERVICE by Underwriter Defendants |
|
07/14/10 |
314 |
CERTIFICATE OF SERVICE by Cleary Gottlieb for Defendant Utendahl Capital
Partners, L.P. |
|
08/02/10 |
319 |
Rule 7.1 Statement by Commerzbank Capital Markets Corp. |
|
08/19/10 |
328 |
Notice of Change of Address by Alfred Ulmer Pavlis on behalf of Erin Callan |
|
08/24/10 |
330 |
Declaration of Mary Elizabeth McGarry in Opposition to Joint Motion to Intervene |
|
09/09/10 |
339 |
Notice of Appearance by James Glenn Kreissman on behalf of David Goldfarb, et al. |
|
09/09/10 |
340 |
Notice of Appearance by Mary Elizabeth McGarry on behalf of David Goldfarb, et al. |
|
09/09/10 |
341 |
Notice of Appearance by Michael Joseph Chepiga on behalf od David Goldfarb, et al. |
|
09/09/10 |
342 |
Notice of Appearance by Erika Hannelore Burk on behalf of David Goldfarb, et al. |
|
09/13/10 |
343 |
Notice of Appearance by Patricia M. Hynes on behalf of Richard S. Fuld, Jr. |
|
09/13/10 |
344 |
Notice of Appearance by Todd Steven Fishman on behalf of Richard S. Fuld, Jr. |
|
09/14/10 |
345 |
Notice of Appearance by Dietrich L. Snell on behalf of Erin M. Callan |
|
09/14/10 |
346 |
Notice of Appearance by Seth David Fier on behalf of Erin M. Callan |
|
09/14/10 |
347 |
Notice of Appearance by Robert J. Cleary on behalf of Erin M. Callan |
|
09/14/10 |
348 |
Notice of Appearance by Mark Edward Davidson on behalf of Erin M. Callan |
|
09/15/10 |
349 |
Notice of Appearance by Kathleen N. Massey on behalf of Michael L. Ainslie, et al. |
|
09/15/10 |
350 |
Notice of Appearance by Israel David on behalf of Joseph M. Gregory |
|
09/15/10 |
351 |
Notice of Appearance by Adam Jay Wasserman on behalf of Michael L. Ainslie, et al. |
|
11/04/10 |
361 |
Notice of Withdrawal of Motion to Permit Cleary Gottlieb Steen & Hamilton LLP to Withdraw as Counsel of Record for Defendant Utendahl Capital Partners, L.P. and Joinder in the Motion to Dismiss Plaintiffs' Third Amended Class Action Complaint on Behalf of Utendahl Capital Partners, L.P |
|
11/23/10 |
368 |
Notice of Motion of Director Defendants to Dismiss Plaintiffs' Second Consolidated Amended Complaint |
|
11/23/10 |
369 |
Notice of Motion of Benefit Committee Defendants to Dismiss Second Consolidated Amended Complaint |
|
11/23/10 |
370 |
Director Defendants' Memorandum of Law in Support of their Motion to Dismiss Plaintiffs' Second Consolidated Amended Complaint |
|
11/23/10 |
371 |
Memorandum of Law in Support of the Benefit Committee Defendants' Motion to Dismiss the Second Consolidated Amended Complaint |
|
11/23/10 |
372 |
Declaration of Adam J. Wasserman in Support of the Director Defendant's Motion to Dismiss Plaintiffs' Second Consolidated Amended Complaint |
|
11/23/10 |
373 |
Notice of Motion of Director Defendants to Dismiss Plaintiffs' Second Consolidated Amended Complaint |
|
11/23/10 |
374 |
Director Defendants' Memorandum of Law in Support of their Motion to Dismiss Plaintiffs' Second Consolidated Amended Complaint |
|
11/23/10 |
375 |
Declaration of Jonathan K. Youngwood in Support of the Benefit Committee Defendants' Motion to Dismiss the Second Consolidated Amended Complaint |
|
11/24/10 |
376 |
Declaration of Jonathan K. Youngwood (Corrected to include Exhibit 3) in Support of the Benefit Committee Defendants' Motion to Dismiss the Second Consolidated Amended Complaint |
|
01/11/11 |
384 |
Notice of Change of Address by Dietrich L. Snell on behalf of Erin M. Callan |
|
01/18/11 |
386 |
Notice of Change of Address by Robert J Cleary on behalf of Erin M. Callan |
|
01/18/11 |
387 |
Notice of Change of Address by Seth David Fier on behalf of Erin M. Callan |
|
01/18/11 |
388 |
Notice of Change of Address by Mark Edward Davidson on behalf of Erin M. Callan |
|
01/20/11 |
390 |
Director Defendants' Reply In Support of their Motion to Dismiss Plaintiffs' Second Consolidated Amended Complaint |
|
01/20/11 |
391 |
Director Defendants' Reply In Support of their Motion to Dismiss Plaintiffs' Second Consolidated Amended Complaint |
|
01/20/11 |
392 |
Reply Declaration of Adam J. Wasserman in Support of Director Defendants' Motion to Dismiss Plaintiffs' Second Consolidated Amended Complaint |
|
01/20/11 |
393 |
Director Defendants' Reply In Support of their Motion to Dismiss Plaintiffs' Second Consolidated Amended Complaint |
|
01/20/11 |
394 |
Reply Declaration of Adam J. Wasserman in Support of Director Defendants' Motion to Dismiss Plaintiffs' Second Consolidated Amended Complaint. |
|
01/20/11 |
395 |
Reply Declaration of Jonathan K. Youngwood in Support of the Benefit Committee Defendants' Motion to Dismiss the Second Consolidated Amended Complaint |
|
01/20/11 |
396 |
Reply Memorandum of Law in Support of the Benefit Committee Defendants' Motion to Dismiss the Second Consolidated Amended Complaint |
|
02/10/11 |
398 |
Amended Rule 7.1 Corporate Disclosure Statement Filed by ABN AMRO |
|
03/14/11 |
410 |
Notice of Withdrawal of Counsel by Ihsan Dogramaci |
|
04/04/11 |
413 |
Ernst & Young LLP's Memorandum of Law in Opposition to Motion to Remand |
|
04/04/11 |
414 |
Declaration of Brian E. Kowalski in Support of Ernst & Young LLP's Memorandum of Law In Opposition to Motion to Remand |
|
04/18/11 |
417 |
Notice of Appearance by David Spears on behalf of Mark Walsh |
|
04/18/11 |
418 |
Notice of Appearance by Laurie Faxon Richardson on behalf of Mark Walsh |
|
04/19/11 |
419 |
Notice of Appearance by Patricia M. Hynes on behalf of Richard S. Fuld, Jr. |
|
04/19/11 |
420 |
Notice of Appearance by Todd Steven Fishman on behalf of Richard S. Fuld, Jr. |
|
05/04/11 |
424 |
Motion to Admit Steven O. Kramer to Appear Pro Hac Vice |
