COURT DOCUMENTS
Pleadings | Court Orders | Lead Plaintiffs' Filings | Other Plaintiffs' Filings | Defendants' Filings

 COURT ORDERS

Date Docket
No.
Document
07/24/08 13 Stipulation and Scheduling Order
07/31/08 18 Order Appointing the Pension Fund Group as Lead Plaintiff and Approving its Selection of Counsel as Lead Counsel for the Class
08/08/08 20 STIPULATION AND SCHEDULING ORDER
09/02/08 26 Endorsed Memo: NOTICE OF MOTION AND MOTION TO ADMIT COUNSEL PRO HAC VICE for Nichole Browning
09/02/08 27 Endorsed Memo: NOTICE OF MOTION AND MOTION TO ADMIT COUNSEL PRO HAC VICE for Michelle M. Newcomer
09/02/08 28 Endorsed Memo: NOTICE OF MOTION AND MOTION TO ADMIT COUNSEL PRO HAC VICE for Richard A. Russo, Jr.
09/02/08 29 Endorsed Memo: NOTICE OF MOTION AND MOTION TO ADMIT COUNSEL PRO HAC VICE for Benjamin J. Hinerfeld
09/10/08 33 Endorsed Memo: NOTICE OF MOTION AND MOTION TO ADMIT COUNSEL PRO HAC VICE for David Stickney
09/10/08 34 Endorsed Memo: NOTICE OF MOTION AND MOTION TO ADMIT COUNSEL PRO HAC VICE for Jon F. Worm
09/10/08 35 Endorsed Memo: NOTICE OF MOTION AND MOTION TO ADMIT COUNSEL PRO HAC VICE for David A. Thorpe
09/11/08 37 Stipulation and Amended Scheduling Order
09/26/08 38 Stipulation and Scheduling Order
10/21/08 40 Stipulation and Order of Substitution of Counsel
10/29/08 46 Stipulation and Order of Substitution of Counsel
11/18/08 53 Endorsed Letter to Judge Kaplan from Defendants re Extension of Time to File Motions to Dismiss
12/23/08 64 Order to Extend Time to Respond
01/09/09 71 Pretrial Order No. 1 - Order Consolidating Related Cases and Setting Pretrial Procedures
01/12/09 78 Order for Admission Pro Hac Vice on Written Motion for Elizabeth P. Lin
02/09/09 6 Pretrial Order No. 2
02/13/09 83 Pretrial Order No. 3
03/02/09 22 Pretrial Order No. 4
03/05/09 25 Pretrial Order No. 5
03/16/09 34 Pretrial Order No. 6
04/06/09 64 Pretrial Order No. 7
04/06/09 65 Joint Stipulation and Proposed Scheduling Order
04/13/09 75 Joint Stipulation and Order Re Joinder in Motion to Remand
04/22/09 84 Pretrial Order No. 8
04/24/09 86 Pretrial Order No. 9
05/04/09 120 Stipulation and Order of Substitution of Counsel
06/24/09 153 ORDER admitting Avi S. Garbow Pro Hac Vice
06/24/09 154 ORDER admitting Steven J. Toll Pro Hac Vice
07/02/09 164 CONDITIONAL TRANSFER ORDER (CTO-6)
07/29/09 166 ENDORSED LETTER from Michael Lowenthal requesting permission to file extended reply briefs in support of motions to dismiss
09/14/09 180 ENDORSED ORDER admitting Matthew Alpert pro hac vice on behalf of Plaintiff Washington State Investment Board
10/01/09 184 ENDORSED ORDER admitting M. David LeBlanc pro hac vice on behalf of Defendants American National lnsurance Company, American National Life Insurance Company of Texas, Comprehensive Investment Services, Inc. and the Moody Foundation
10/07/09 186 PROTECTIVE ORDER for ERISA cases
10/16/09 191 ENDORSED ORDER admitting Steven Windsor pro hac vice on behalf of Defendants American National lnsurance Company, American National Life Insurance Company of Texas, Comprehensive Investment Services, Inc. and the Moody Foundation
01/25/10 218 STIPULATION AND ORDER OF SUBSTITUTION OF COUNSEL Substituting Wilkie Farr & Gallagher LLP in place of Simpson Thacher & Bartlett LLP as counsel of record for defendant Ian Lowitt
01/22/10 220 PRETRIAL ORDER NO. 12 setting time limits for oral argument of motions to dismiss at Jan. 26, 2010 hearing
01/29/10 221 ENDORSED MEMO admitting Richard D. Bernstein pro hac vice
02/01/10 222 MEMORANDUM OPINION dismissing allegations against rating agencies Moody's and McGraw-Hill in the Mortgage-Backed Securities cases
02/02/10 223 MEMORANDUM OPINION dismissing complaint in the ERISA cases.
02/03/10 224 PRETRIAL ORDER NO. 13 Rule 54(b) certification of dismissal of Rating Agencies
02/03/10 225 JUDGMENT ERISA cases
02/05/10 229 AMENDED JUDGMENT granting motion to dismiss ERISA cases
02/05/10 230 AMENDED JUDGMENT dismissing ratings agency defendants
02/08/10 231 ENDORSED MEMO of MOTION FOR ADMISSION PRO HAC VICE OF RICHARD D. BERNSTEIN
02/17/10 232 MEMORANDUM OPINION granting Mortgage-Backed Securities Individual Defendants' Motion to Dismiss except with respect to Section 11 and Section 15 claims
02/24/10 234 ORDER amending the Feb. 17, 2010 MEMORANDUM OPINION to take notice of a signed certification filed on Mar. 6, 2009 and thereby resolving the issue of standing as regards claims based on those securities in the Mortgage-Backed Securities cases
03/01/10 235 STIPULATION AND ORDER extending time for Individual Defendants to answer the Consolidated Complaint to Mar. 19, 2010 in the MBS cases
03/11/10 239 ENDORSED MEMO admitting Darren J. Check pro hac vice
03/17/10 240 PRETRIAL ORDER NO. 14 granting plaintiffs leave to amend the Second Amended Complaint, in light of the recent filing the Examiner's Report in the In re Lehman Brothers Holdings, Inc. bankruptcy case
03/24/10 246 PRETRIAL ORDER NO. 15 denying ERISA plaintiffs' leave to amend their proposed Second Consolidated Amended Complaint
03/31/10 252 TEMPORARY RESTRAINING ORDER enjoining Booth Foundation, Inc. from proceeding with arbitration
03/31/10 253 ENDORSED ORDER admitting Jordanna G. Thigpen pro hac vice, on behalf of Plaintiff Belmont Holdings Corp.
03/31/10 254 ENDORSED LETTER from Christopher Lometti on behalf of Plaintiff Locals 302 and 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, requesting conference to to discuss pretrial discovery plan
03/31/10 256 STIPULATION AND ORDER OF SUBSTITUTION OF COUNSEL substituting Dechert LLP in place of Simpson Thacher & Bartlett LLP as counsel for the Director Defendants
04/01/10 257 ORDER that should either party wish the Court to consider Mr. Fuld's Form U-4, it should submit, by way of affidavit, a true and correct copy to the Court no later than 1:00 pm on Monday, 4/5/10.
04/06/10 260 ORDER to show cause why additional exhibits submitted by Booth Foundation, Inc. should not be stricken
04/12/10 264 ENDORSED MEMO admitting Richard D. Bernstein pro hac vice on behalf of Ian Lowitt
04/14/10 265 ORDER extending temporary restraining order until 4/21/10 or its dissolution by the Court
04/15/10 266 CONDITIONAL TRANSFER ORDER (CTO-9) conditionally transferring Christopher Cordaro v. UBS Financial Services, Inc., et al., D. New Jersey, 10-cv-1196
04/20/10 270 MEMORANDUM OPINION granting Fuld's motion and petition to enjoin arbitration
04/21/10 271 ORDER striking additional exhibits submitted by Booth Foundation, Inc.
05/18/10 282 EDORSED MEMO admitting Matthew Kaplan pro hac vice
05/20/10 285 ORDER denying motion of Booth Foundation, Inc. to reconsider Court's order enjoining arbitration with defendant Fuld.
05/27/10 287 ENDORSED MEMO admitting Peter A. Wald pro hac vice on behalf of defendant Ernst & Young LLP
05/27/10 288 ENDORSED MEMO admitting Kevin H. Metz pro hac vice on behalf of defendant Ernst & Young LLP
06/01/10 291 PRETRIAL ORDER NO. 16 setting page limits on Motion to Dismiss briefing
06/15/10 302 ENDORSED MEMO admitting Matthew K. Edling pro hac vice on behalf of Zenith Insurance Co.
06/16/10 303 STIPULATION AND ORDER OF SUBSTITUTION OF COUNSEL FOR THE DIRECTOR DEFENDANTS
07/08/10 306 CONDITIONAL TRANFER ORDER (CTO-11) conditionally transferring The State of New Jersey, Department of Treasury, Division of Investment v. Richard S. Fuld, Jr., et al. to the United States District Court for the District of Jew Jersey.
07/16/10 316 ORDER granting motion to unseal all pleadings and briefs submitted in relation to the application of Richard S. Fuld to enjoin a FINRA arbitration against him by the Booth Foundation.
07/30/10 318 Stipulation and Order of Substitution of Counsel for the Director Defendants
08/13/10 326 Transfer Order transferring this action from the United States District Court to the Southern District of New York, pursuant to 28 U.S.C. 1407, assigned to the Honorable Judge Lewis A. Kaplan.
08/17/10 327 Transfer Order transferring this action from the United States District Court to the Southern District of New York, pursuant to 28 U.S.C. 1407, assigned to the Honorable Judge Lewis A. Kaplan.
08/27/10 331 Endorsed Letter addressed to Judge Lewis A. Kaplan from Daniel B. Rehns dated 8/26/2010 re: Movants request an extension of time of four (4) days to September 7, 2010 and in addition seek permission to file a brief of no more than twelve (12)pages in length
09/08/10 337 Notice of Dismissal Without Prejudice by Robert W. Monfrini
09/08/10 338 Pretrial Order No. 17 Granting Motion to Alter or Amend the Judment and for Leave to Amend.
10/08/10 353 Stipulation and Order of Substitution of Counsel
10/21/10 354 Stipulation and Order of filing deadilnes
10/26/10 357 Memorandum Endorsed Motion to Admit Counsel Pro Hac Vice - Robin Switzenbaum
10/26/10 358 Memorandum Endorsed Motion to Admit Counsel Pro Hac Vice - Lawrence J. Lederer
10/27/10 359 Memorandum Endorsed Motion to Admit Counsel Pro Hac Vice - Stephen Louis Raucher
10/27/10 360 Memorandum Endorsed Motion to Admit Counsel Pro Hac Vice - Timothy Don Reuben
11/15/10 366 Conditional Transfer Order - Loschiavo v Fidelity Management Trust Co.
11/19/10 367 Second Circuit Notice of Withdrawal of Appeal filed by Booth Foundation, Inc.
12/03/10 377 Stipulation and Order to Unseal the Second Consolidated Amended Complaint
12/07/10 389 Mandate of USCA as to Notice of Appeal filed by Booth Foundation, Inc.
01/07/11 382 Notice of Motion of Scott J. Farrell for Leave to Withdraw as Counsel
01/11/11 385 Stipulation and Proposed Order or filing deadlines
01/20/11 Transmission of USCA Mandate and Order to the District Judge
02/23/11 400 Endorsed Letter addressed to Judge Lewis A. Kaplan from Gustavo Bruckner, dated 2/18/2011 re withdraw of counsel of record
02/24/11 401 Conditional Transfer Order - re 11-CV-1281
03/24/11 411 Conditional Tranfer Order re 11-CV-2039 by Reeves v. Ernst & Young LLP
03/25/11 412 Endorsed Memorandum Granting Cleary Gottlieb Motion to Withdraw as Counsel of Record for Utendahl
04/05/11 415 Endorsed Letter addressed to Judge Lewis A. Kaplan from Victor L. Hou, dated 3/31/11 re: Cleary Gottlieb
04/13/11 416 Memorandum Opinion in re Lehman Brothers Mortgage-Backed Securities Litigation
05/05/11 423 Stipulation and Order of Substituation of Counsel - William A. Maher and Michael C. Ledley
05/11/11 425 Endorsed Memorandum on Motion to Admit Steven Kramer Pro Hac Vice
05/13/11 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals
05/13/11 Appeal Record Sent to USCA (Electronic File). Certified Indexed record of Appeal Electronic Files for [257] Order, [188] Motion for Limited Relief from the PSLRA Discovery Stay
05/24/11 432 Conditional transfer Order re 11-CV-3552 - Walker v Ernst & Young LLP
06/01/11 Transmission of USCA Mandate and Order to the District Judge
06/07/11 435 Conditional Transfer Order
06/22/11 437 Motion for Entry of Final Judgment of Lehman Brothers Mortgage-Backed Securities Litigation pursuant to Rule 54(b)
06/22/11 Transmission to Judgment and Orders Clerk
06/27/11 438 Clerk's Judgment re Lehman Brothers Mortgage-Backed Securities Litigation
07/27/11 439 Motion To Dismiss The Third Amended Complaint Filed By Ernst & Young LLP
07/27/11 440 Memo Endorsement re: Motion for Julie G. Reiser to Appear Pro Hac Vice
07/27/11 441 Memo Endorsement re: Motion for Joshua S. Devore to Appear Pro Hac Vice
07/27/11 442 Memo Endorsement re: Motion to Withdraw as Attorney
08/15/11 451 Memo Endorsement On Notice Of Withdrawal Of Counsel re: Simpson Thacher & Bartlett LLP
08/17/11 450 Joint Stipulation And Order
09/08/11 454 Pretrial Order No. 20
09/08/11 455 Pretrial Order No. 20
09/08/11 456 Pretrial Order No. 19
09/21/11 459 Memo Endorsement on Motion for Frank B. Kennamer to Appear Pro Hac Vice
09/21/11 460 Memo Endorsement on Motion for Anne Kaldor Sauro to Appear Pro Hac Vice
10/03/11 465 Memo Endorsement on Motion for Brett M. Middleton to Appear Pro Hac Vice
10/03/11 466 Memo Endorsement on Notice of Application to Withdraw as Counsel of Record
10/05/11 469 Memorandum Opinion re Motion to Dismiss the Second Consolidated Amended Complaint
10/06/11 470 Judgment that for the reasons stated in the Court's Memorandum Opinion dated October 5, 2011, Defendants' motions to dismiss the SCAC are granted
10/06/11 474 Order: Oral Argument set for 11/3/2011 at 09:30 AM before Judge Lewis A. Kaplan on the motion to remand
10/11/11 478 Pretrial Order No. 19
11/01/11 487 Endorsed Letter addressed to Judge Lewis A. Kaplan from Eric Taussig dated 10/17/2011
11/03/11 489 Pretrial Order No. 21 - Substitution of Party
11/03/11 491 Minute Entry for proceedings held before Judge Lewis A. Kaplan: Motion Hearing held on 11/3/2011
11/07/11 496 Pretrial Order No. 22 granting Motion for Bar and Judgment Reduction Order
11/07/11 497 Stipulation and Order of Substitution of Counsel
11/07/11 498 Stipulation and Order of Substitution of Counsel
11/07/11 499 Stipulation and Order of Substitution of Counsel
11/07/11 500 Stipulation and Order of Substitution of Counsel
11/07/11 501 Stipulation and Order of Substitution of Counsel
11/09/11 502 Pretrial Order No. 23
11/09/11 503 Stipulation And Pretrial Order No. 24 Governing Confidentiality of Discovery Material
11/10/11 504 Memo Endorsement on Motion To Admit Counsel Pro Hac Vice Granting Motion For Kenneth Hausman To Appear Pro Hac Vice
11/15/11 505 Memo Endorsement on Motion to Remand
11/15/11 506 Memo Endorsement on Motion to Amend the Complaint
11/15/11 507 Stipulation and Order of Substitution of Counsel
11/15/11 511 Memo Endorsement on re: Notice of Withdrawal Of Counsel
11/28/11 522 Memo Endorsed On Plaintiffs Motion To Amend The Complaint
11/30/11 527 Memo Endorsed re: granting Motion for Kimberly A. Justice to Appear Pro Hac Vice
11/30/11 528 Memo-Endorsement: granting Motion for John J. Gross to Appear Pro Hac Vice
11/30/11 529 Memo Endorsement re: Notice of Motion And Motion To Admit Counsel Pro Hac Vice
12/09/11 540 Conditional Transfer Order (CTO-17)
12/15/11 545 Pretrial Order No. 24 - Motion to Consolidate and Amend
12/15/11 546 Pretrial Order No. 25 - Motion for Leave to Amend
12/15/11 547 Pretrial Order No. 26 - CalPERS Motion for Leave to Amend
12/15/11 548 Pretrial Order No. 27 - Concerning Settlement With The Director And Officer Defendants
12/15/11 549 Pretrial Order No. 28 - Concerning Proposed Settlement With The Underwriter Defendants
12/20/11 552 Stipulation and Order of Substitution of Counsel
01/11/12 656 Endorsed Memorandum re Pro Hac Vice
01/18/12 668 Memorandum Endorsement re Motion for Withdrawal
01/23/12 673 Memorandum Endorsement re Motion for Admission Pro Hac Vice
01/27/12 674 Stipulation and Order - Any amendment to Plaintiff's Complaint as respect to his claims against Defendants shall be filed on or before 2/8/2012
01/31/12 675 Endorsed Letter addressed to Judge Lewis A. Kaplan from Matthew K. Edling dated 1/24/2012 re: counsel for plaintiffs respectfully requests permission to file one omnibus opposition not to exceed 50 pages in response to the four motions to dismiss and two joinders that were filed on January 6, 2012.
01/31/12 676 Pretrial order No. 27
01/31/12 677 Endorsed Letter addressed to Judge Lewis A. Kaplan from Mitchell A. Lowenthal dated 1/24/2012 re: counsel for Bank Defendants respectfully requests that the Court amend Pretrial Order No. 23 to grant each side one additional week to submit these papers
01/31/12 678 Memorandum-Endorsement re Motion for Settlement [MBS Actions]
02/06/12 696 Memorandum Endorsed on Notice of Unopposed Motion and Unopposed Motion for Leave to File Under Seal Two Exhibits to the Declaration of Daniel C. Girard
02/14/12 722 Stipulation and Proposed Order
02/14/12 723 Endorsed Letter addressed to Judge Lewis A. Kaplan from John C. Hueston dated 2/8/2012 re: Plaintiff requests permission to file one omnibus opposition not to exceed 50 pages in response to the motions to dismiss filed by the Individual Defendants and Bank Defendants (and two joinders) on 1/6/2012
02/14/12 724 Stipulation and Order
02/14/12 727 Pretrial Order No. 28
02/16/12 731 Memorandum Endorsement granting Motion for Kenneth Brenton to Appear Pro Hac Vice
02/16/12 732 Memorandum Endorsement granting Motion for Phillip Robert Kaplan to Appear Pro Hac Vice
02/23/12 745 True Copy Order of USCA
03/02/12 756 Endorsed Letter addressed to Judge Lewis A. Kaplan from Miles N. Ruthberg dated 3/1/2012 re: Pursuant to Your Honor's Individual Practices, and in the interests of efficiency, EY respectfully requests permission to file, in lieu of ten separate reply Memorandum each with a 10-page limit, one omnibus reply Memorandum, not to exceed 30 pages
03/02/12 757 Endorsed Letter addressed to Judge Lewis A. Kaplan from Kenneth G. Hausman dated 3/1/2012 re: Pursuant to the Court's Individual Practices, we write to request an augmentation of the page limit from 10 pages to 20 pages for Schwab's reply brief in support of its Motion to Dismiss and Joinder
03/02/12 758 Endorsed Letter addressed to Judge Lewis A. Kaplan from Victor L. Hou dated 3/1/2012 re: The Bank Defendants and EY write respectfully to request permission to file a joint reply Memorandum of 15 pages
03/09/12 808 Plaintiffs' Motion to Amend the Complaint
03/13/12 812 PRETRIAL ORDER NO. 28 - (Motion to Withdraw and Intervene and Cross-Motion)
03/13/12 813 BAR AND JUDGMENT REDUCTION ORDER
03/19/12 820 JOINT STIPULATION AND ORDER
03/20/12 821 PRETRIAL ORDER NO. 29 - (Bar and Judgment Reduction Orders)
03/22/12 823 MEMORANDUM OPINION New York Attorney General Action Remanded to the Supreme Court of the State of New York, County of New York
03/22/12 827 ORDER CERTIFYING SETTLEMENT CLASS, APPROVING NOTICE TO THE CLASS AND SCHEDULING OF FINAL APPROVAL HEARING (Mortgage-Backed Securities)
03/28/12 842 PRETRIAL ORDER NO. 30 - (Coordination of Cases)
04/03/12 846 PRETRIAL ORDER NO. 31
04/10/12 876 MEMO ENDORSED granting defendant Ernst & Young LLP's request to file Confidential Discovery Materials under seal
04/12/12 877 MEMO ENDORSED Endorsed Letter to Judge Kaplan from Stephen T. Rodd re Withdrawal of James S. Burrell, II granting request that Attorney James S. Burrell, II be withdrawn from the case
04/12/12 878 PRETRIAL ORDER NO. 32
04/16/12 879 Endorsed Letter to Judge Kaplan from Joseph Ragen
04/23/12 882 Joint Stipulation and Order Pretrial Order No. 33
04/23/12 883 NOTICE OF DISMISSAL WITH PREJUDICE AS TO THE LEHMAN BROTHERS HOLDINGS INC. DIRECTORS AND OFFICERS DEFENDANTS PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 41(a)(1)(A)(i)
04/27/12 891 Order Granting Motion for Leave to File Under Seal Portions of Lead Plaintiffs' Supplemental Submission and Declaration of Max W. Berger and Certain Exhibits Thereto
05/02/12 893 ORDER APPROVING PLAN OF ALLOCATION FOR THE UNDERWRITER NET SETTLEMENT FUND (EQUITY/DEBT SECURITIES)
05/02/12 894 JUDGMENT AND ORDER APPROVING SETTLEMENT BETWEEN LEAD PLAINTIFFS AND THE SETTLING UNDERWRITER DEFENDANTS (EQUITY/DEBT SECURITIES)
05/03/12 896 MEMORANDUM AND ORDER
05/03/12 897 Pretrial Order No. 33 - (Termination of Certain Motions in View of Class Settlement With Underwriters)
05/03/12 898 NOTICE OF DISMISSAL Endorsed Notice by Plaintiffs, American National Life Insurance Company of Texas, Comprehensive Investment Services, Inc. and The Moody Foundation of claims against Defendants Richard S. Fuld, Jr., Christopher M. O'Meara, Joseph M. Gregory, Erin Callan, Ian Lowitt, Michael L. Ainslie, Roger S. Berlind, Thomas H. Cruikshank, Marsha Johnson Evans, Sir Christopher Gent, Roland A. Hernandez, Henry Kaufman, and John D. Macomber (collectively, "Settling Defendants")
05/03/12 899 NOTICE OF DISMISSAL WITH PREJUDICE AS TO THE LEHMAN BROTHERS HOLDINGS INC. DIRECTOR AND OFFICER DEFENDANTS PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 41(a)(1)(A)(i) (Washington State Investment Board vs. Richard S. Fuld, Jr., et al., Civil Action No. 09-cv-06041-LAK)
05/03/12 900 NOTICE OF DISMISSAL WITH PREJUDICE AS TO THE LEHMAN BROTHERS HOLDINGS INC. DIRECTOR AND OFFICER DEFENDANTS PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 41(a)(1)(A)(i) (The California Public Employees' Retirement System vs. Richard S. Fuld, Jr. , et al., Civil Action No. 11-cv-01281-LAK)
05/14/12 903 PRETRIAL ORDER NO. 34
05/22/12 921 ORDER designating Epstein Real Estate Advisory Retirement Trust et al. v. Fuld et al., 10 Civ. 5617 (LAK) as a member case in 09-md-2017(LAK)
05/24/12 931 MEMORANDUM AND ORDER Approving Directors and Officers Settlement (EQUITY/DEBT SECURITIES)
05/24/12 932 ORDER OF REFERENCE TO A MAGISTRATE JUDGE for Motion to Enforce Class Action Settlement referred to Magistrate GABRIEL W. GORENSTEIN
05/30/12 934 JOINT STIPULATION TO EXTEND THE BRIEFING RELATED TO THE LEHMAN INDIVIDUAL DEFENDANTS' MOTION TO DISMISS FILED JANUARY 6. 2012 (Motion to Dismiss the Kaufman Action)
06/07/12 946 ORDER FOR ADMISSION PRO HAC VICE for David L. Balser on behalf of SunTrust Robinson Humphrey, Inc.
06/20/12 957 Endorsed NOTICE OF UNOPPOSED MOTION AND UNOPPOSED MOTION FOR LEAVE TO FILE UNDER SEAL TWO EXHIBITS TO THE DECLARATION OF JONATHAN K. LEVINE
06/20/12 958 Endorsed NOTICE OF UNOPPOSED MOTION AND UNOPPOSED MOTION FOR LEAVE TO FILE UNDER SEAL AN EXHIBIT IN SUPPORT OF UBS FINANCIAL SERVICES INC.'S SUR-REPLY IN OPPOSITION TO PLAINTIFFS' MOTION FOR CLASS CERTIFICATION
06/20/12 960 ORDER Granting MOTION FOR ADMISSION PRO HAC VICE for Joseph Peiffer
06/20/12 961 ORDER Granting MOTION FOR ADMISSION PRO HAC VICE for James R. Swanson
06/20/12 962 ORDER Granting MOTION FOR ADMISSION PRO HAC VICE for Benjamin D. Reichard
06/21/12 964 ORDER ON PLAINTIFFS' COUNSEL'S APPLICATION FOR AN AWARD OF ATTORNEYS' FEES AND REIMBURSEMENT OF EXPENSES (Mortgage-Backed Securities)
06/21/12 965 FINAL JUDGMENT AND ORDER OF DISMISSAL WITH PREJUDICE (MORTGAGE-BACKED SECURITIES)
06/29/12 969 REPORT AND RECOMMENDATION by GABRIEL W. GORENSTEIN, UNITED STATES MAGISTRATE JUDGE
06/29/12 970 PRETRIAL ORDER NO. 35 - (Attorneys' Fees and Expenses)
07/09/12 973 MEMO ENDORSED Endorsed Letter addressed to Judge Lewis Kaplan from Daniel Girard dated 7/5/2012
07/09/12 974 MEMO ENDORSDED Endorsed Letter addressed to Judge Lewis Kaplan from Marshall King dated 7/5/2012
07/09/12 975 MEMO ENDORSDED Granting MOTION FOR ADMISSION PRO HAC VICE for Garrett Woltyns
07/11/12 976 JOINT CONSENT STIPULATION TO EXPEDITED BRIEFING SCHEDULE AND REQUEST FOR EXPEDITED ADJUDICATION OF SUNTRUST ROBINSON HUMPHREY, INC.'S MOTION TO ENFORCE CLASS ACTION SETTLEMENT AND ENJOIN ARBITRATION OF RELEASED
07/18/12 982 STIPULATION AND ORDER OF SUBSTITUTION OF COUNSEL
07/27/12 987 PRETRIAL ORDER NO. 36
07/30/12 988 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION for Maya Saxena on behalf of The Pension Fund Group
07/30/12 989 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION for Joseph E. White, III, on behalf of The Pension Fund Group
08/15/12 1004 PRETRIAL ORDER NO. 37 - (Denying Motion to Lift PSLRA Stay)
09/07/12 1006 MEMO ENDORSEMENT GRANTING MOTION FOR LEAVE TO FILE DOCUMENT
09/21/12 1008 STIPULATION AND ORDER
09/26/12 1012 MANDATE OF USCA AS TO NOTICE OF APPEAL
10/15/12 1017 MEMORANDUM OPINION GRANTING THE UNDERWRITER DEFENDANTS MOTIONS TO DISMISS THE CONSOLIDATED FIRST AMENDED COMPLAINT
10/15/12 1018 PRETRIAL ORDER NO. 38
10/15/12 1019 PRETRIAL ORDER NO. 39
10/25/12 1023 PRETRIAL ORDER NO. 40
11/05/12 1042 PRETRIAL ORDER NO. 41
11/05/12 1043 JOINT STIPULATION FOR EXTENSION OF TIME FOR DEFENDANTS TO ANSWER THE CONSOLIDATED FIRST AMENDED COMPLAINT
11/07/12 1044 MEMO ENDORSEMENT GRANTING MOTION FOR EXTENSION OF TIME
11/07/12 SET/RESET DEADLINES: RESPONSES DUE BY 11/19/2012
11/08/12 1046 JUDGMENT AND ORDER
11/20/12 1054 PRETRIAL ORDER NO. 42
11/20/12 1055 ORDER APPROVING PAYMENT OF CLAIMS ADMINISTRATOR FEES AND EXPENSES (EQUITY/DEBT SECURITIES)
11/20/12 1056 ORDER APPROVING THE PLAN OF ALLOCATION FOR THE DIRECTORS AND OFFICERS NET SETTLEMENT FUND (EQUITY/DEBT SECURITIES)
11/30/12 1068 PRETRIAL ORDER NO. 43
12/03/12 1077 MEMORANDUM OPINION (LOSCIAVO - FIDELITY MANAGEMENT TRUST MOTION TO DISMISS)
12/03/12 1078 MEMORANDUM OPINION (LOSCIAVO - LEHMAN BROS. SAVINGS PLAN MOTION)
12/04/12 1080 MEMORANDUM OPINION (CORRECTED) (LOSCIAVO - FIDELITY MANAGEMENT TRUST MOTION TO DISMISS)
12/04/12 1081 PRETRIAL ORDER NO. 44
12/04/12 1082 PRETRIAL ORDER NO. 45
12/06/12 1089 CLERK'S JUDGMENT DISMISSING FIDELITY
12/07/12 1095 ORDER GRANTING MOTION FOR LAURENCE REZA WRATHALL TO APPEAR PRO HAC VICE
12/07/12 1096 ORDER GRANTING MOTION FOR BENJAMIN GALDSTON TO APPEAR PRO HAC VICE
12/11/12 1091 PRETRIAL ORDER NO. 46
12/11/12 1092 PRETRIAL ORDER NO. 47
12/14/12 1097 CLERK'S JUDGMENT
12/17/12 1099 PRETRIAL ORDER NO. 48
12/17/12 1100 PRETRIAL ORDER NO. 50
12/17/12 1101 PRETRIAL ORDER NO. 49
12/17/12 1102 MEMORANDUM OPINION (BANK DEFENDANTS' MOTION TO DISMISS - SLUSA)
12/18/12 1104 PRETRIAL ORDER NO. 51
12/19/12 1105 PRETRIAL ORDER NO. 52
12/21/12 1107 ORDER GRANTING MOTION FOR ASHLEY JANE BRICK TO APPEAR PRO HAC VICE
12/21/12 1108 PRETRIAL ORDER NO. 49 - CORRECTED
12/28/12 1110 ORDER GRANTING MOTION FOR ROBERT K. LU TO APPEAR PRO HAC VICE
01/03/13 1114 PRETRIAL ORDER NO. 53
01/03/13 1115 PRETRIAL ORDER NO. 53
01/09/13 1118 PRETRIAL ORDER NO. 54
01/16/13 1123 PRETRIAL ORDER NO. 55
01/17/13 1125 PRETRIAL ORDER NO. 56
01/17/13 1126 PRETRIAL ORDER NO. 57
01/17/13 1127 PRETRIAL ORDER NO. 58
01/23/13 1129 PRETRIAL ORDER NO. 59
01/23/13 1130 PRETRIAL ORDER NO. 61
01/23/13 1131 PRETRIAL ORDER NO. 60
03/15/13 1153 ORDER GRANTING MOTION FOR TARA CHURCH TO APPEAR PRO HAC VICE
03/26/13 1155 ORDER GRANTING MOTION FOR RICHARD D. GLUCK TO APPEAR PRO HAC VICE
03/26/13 1156 ORDER GRANTING MOTION FOR GREGORY M. CASTALDO TO APPEAR PRO HAC VICE
03/26/13 1157 PRETRIAL ORDER NO. 61
03/26/13 1158 PRETRIAL ORDER NO. 62
03/27/13 1162 PRETRIAL ORDER NO. 63
04/02/13 1167 ORDER AMENDING FIRST AMENDED COMPLAINT AND DISMISSING CERTAIN CLAIMS
04/02/13 1168 STIPULATION AMENDING FIRST AMENDED COMPLAINT AND DISMISSING CERTAIN CLAIMS
04/05/13 1173 JOINT STIPULATION FOR EXTENSION OF TIME FOR PLAINTIFFS TO RESPOND TO DEFENDANTS' DISCOVERY REQUESTS AND DEFENDANTS TO RESPOND TO PLAINTIFFS' COMPLAINT
04/05/13 1174 PRETRIAL ORDER NO. 64
04/05/13 1175 STIPULATION AMENDING FIRST AMENDED COMPLAINT AND DISMISSING CERTAIN CLAIMS
04/10/13 1178 PRETRIAL ORDER NO. 65
04/16/13 1180 MANDATE OF USCA DENYING MOTION FOR APPEAL
04/17/13 1182 ORDER APPROVING NOTICE OF PARTIAL DISMISSAL
05/09/13 1197 STIPULATION OF ADJOURNMENT
05/09/13 1198 JOINT STIPULATION FOR EXTENSION OF TIME FOR DEFENDANTS TO ANSWER THE AMENDED COMPLAINT
05/09/13 1199 PRETRIAL ORDER NO. 66
05/15/13 1205 JOINT STIPULATION FOR EXTENSION OF TIME FOR DEFENDANTS TO ANSWER THE AMENDED COMPLAINT
05/15/13 1206 ENDORSED LETTER TO JUDGE KAPLAN FROM JOHN E. JURELLER, JR. REQUESTING THE COURT TO MAINTAIN EXHIBITS 2 AND 3 TO THE DECLARATION UNDER SEAL
05/16/13 1208 PRETRIAL ORDER NO. 67
05/23/13 1214 STIPULATION TO EXPAND USE OF DOCUMENTS DESIGNATED CONFIDENTIAL
06/10/13 1225 MEMO ENDORSEMENT GRANTING MOTION FOR WAYNE I. POLLOCK TO APPEAR PRO HAC VICE
06/10/13 1226 MEMO ENDORSEMENT GRANTING MOTION FOR APPROVAL OF DISTRIBUTION PLAN
06/10/13 1227 ORDER APPROVING DISTRIBUTION PLAN
06/12/13 1228 STIPULATION OF ADJOURNMENT
06/12/13 1230 PRETRIAL ORDER NO. 68 (ANIC - MOTION FOR PARTIAL RECONSIDERATION)
06/17/13 1235 PRETRIAL ORDER NO. 69 (PLAINTIFFS' MOTION FOR ADDITIONAL DEPOSITIONS)

 

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